The Last Thing You Need Is a Lawsuit

Hiring & Retention of Employees   Written by Mel Kleiman - Word Count: 1386
- -    

Grab something to write with and let’s take a quiz. The results may save you from becoming embroiled in a costly lawsuit.  Check off the boxes next to the questions you can legally ask job applicants either on your employment application form or in interviews:

1.   __How many days were you sick last year?

2.   __How did you learn to speak Russian?

3.   __Are you a U.S. citizen?

4.   __Have you ever been arrested?

5.   __Have you ever worked for this company under any other name?

6.   __What kind of car do you own?

7.   __Have you ever been known by any other name?

8.   __What clubs or organizations do you belong to?

9.   __Have you ever filed a workers’ compensation claim?

10. __How did you break your leg?

11. __Do you expect the leg to heal normally?

12. __Is there anything in your religious beliefs that would prevent you from working on a Saturday or Sunday if needed?

13. __Do you rent or own your home?

14. __Are you currently taking any medications?

15. __Since you’ve volunteered information about your medical condition, what accommodation would we need to provide were we to hire you?

The only three questions on the above list that are legal are #5, #10, and #15. If you passed with flying colors, congratulations! If not, read on. 

Did you know that 53 percent of U.S. employers have been sued by job applicants, employees, or former employees and, of those that go to trial, the companies, despite their high-priced lawyers, win only about 35 percent of the time?  The real shame of this is that many of these cases would never have been filed if the companies had used a standardized, systemized hiring process and the hiring managers had been trained in what can and cannot be asked during interviews. While your lawyer can make sure your job application form contains no illegal questions, is anyone monitoring every interview to make sure the questions asked in person conform to the law?

A survey by Bernard Haldane Associates underlines how real the problem is. They found that more than one-third of 400 job-seekers polled had been asked an illegal question by a hiring manager. Most of the illegal questions pertained to race, age, marital status, religion, ethnic background, or physical disabilities.

Unlike Human Resource professionals, most business owners and line managers are not well-versed in the fine points of federal employment law. Therein lies the liability.  Most of us have seen enough newspaper headlines to realize we shouldn’t ask about race, marriage, religion, children, and age. There are, however, two times these kinds of mistakes are typically made.

The first is when well-meaning interviewers start talking about themselves and their families. In an effort to “break the ice,” they then ask questions more appropriate to a social setting. Although their intention was just to tell the applicant a little about themselves, they inevitably end up saying something like: “My daughter just joined the soccer team. How about you? Any kids in school?”

The second is when we get caught up in the interview and spontaneously ask the question that comes to mind without a thought as to whether it is discriminatory or could possibly be seen as discriminatory by the applicant.

Here’s a good example: You look at the application and notice the applicant attended the same high school you did, so you tell the applicant you share the same alma mater and say, “What class were you?”  This innocent remark could make a case for age discrimination.

Here’s the one that trips the most people up: “What kind of car do you have?” This equally innocent inquiry presumes everyone owns their own car. Whether a person owns a car or not has nothing to do with how well they can do the job. The right way to ask this question is: “Do you have reliable transportation? 

There are three ways to limit your legal exposure when it comes to hiring:

1. Structured Interviews

The best line of defense is a good script. We call it a structured interview form. This tool is a literal way to make sure everyone is on the same page – asking the same, legal questions of every applicant, every time.

We develop structured interviews by conducting a job analysis, interviewing hiring managers and people currently successful in the position, and through corporate surveys, but there’s no reason you couldn’t do the leg work and come up with your own.  Doing the job analysis is the crucial part because this is where you define what you’re looking for. Once finished, the job analysis tells you which questions to ask to find out if the applicant has what it takes.

The use of a structured interview ensures all questions are not only legal, but tailored specifically to the job in question. And they definitely guaranty better results than the “I’ll just wing it” approach.  While this tool is met with some initial resistance at times, it doesn’t take hiring managers long to get used to following a structured interview script. Once they understand that it keeps them out of legal hot water and allows them to evaluate applicants more easily and fairly, they take to it readily.

2. Training

Interview training pays for itself in three ways:

  • The more they know, the less they risk – it minimizes the potential of lawsuits;
  • The organization starts making better hiring decisions; and
  • Your employees get a motivational boost because training enhances their personal skill set as well as their value to the organization.

Besides what can and can’t be asked, an interview training program will cover the ins and outs of how to get applicants to tell the truth, how to plan for the interview, which kinds of questioning techniques work best, how to determine which questions to ask, as well as how to control and how to close the interview.

I find we get the best results – a higher rate of retention and later use of the information learned – when we build our interview training workshops around interactive experiences, so we usually start with a fictitious, fun example and take what’s learned there and translate it to a real world example.

First we pick a fun job, like hula dancer, and brainstorm the mental and physical capacities, attitudes, personality traits, and skills needed to be a great hula dancer. From this list, we develop our interview questions. This exercise produces only legally-sound questions because they are naturally focused on what it takes to do the job and nothing else. Then we move on to real life, and do the exercise for truck drivers or store clerks.

3. Policies & Procedures Manual

If training or structured interviews are out of the question, than the least, and best you can do is cover what can and can’t be asked in your policies and procedures manual.  You could make this a long and complicated document, filled with examples from the long and complicated EEOC and ADA rulings and guidelines, but you really don’t need to.

The minimum caveat every hiring manager needs to know and remember is:  “If it isn’t related to the person’s ability to do the job as it is spelled out in the job description, don’t ask it.”

Don’t ask about daycare arrangements, or health, or past drug use, or relatives, or age. If your real concern is whether they can be at work on time, every day, instead of asking whether they have reliable child care, ask: “Is there any reason why you might not be able to be at work on time?”

Stick to questions that tell you whether or not the person can do the job; it’s the best way to stay out of court.


blog comments powered by Disqus

Mel Kleiman is a nationally-known authority and consultant on employee recruiting, selection, and retention. This article is excerpted in part from Mel Kleiman’s latest book, "Hire Tough, Manage Easy." He also serves as president of Humetrics, Incorporated, which provides employee recruiting and selection systems, pre-employment testing, as well as educational presentations and in-depth training workshops. For more informationl,



Copyright (Reprint Terms)
Copyright© 2002, Mel Kleiman. All right reserved. For information contact FrogPond at email susie@FrogPond.com.